Newsletter CNMV nº 42: CNMV’s Chairman, Sebastián Albella, at the “Foro Cinco Días”

15/12/2017

Newsletter CNMV

CNMV's Chairman, Sebastián Albella, at the "Foro Cinco Días"

CNMV updates and expands the virtual office On-Line

CNMV streamlines its verification procedures for fixed-income issues for qualified investors

Antonio Moreno Espejo journalism award: jury designated

New Technical Guide on the conflicts of interest of the CIS Management Companies subject to consultation (until 31 December)

LEI Code - Television news - TVE1: CNMV explains what it is. It is necessary to operate from January 2018

ESMA warnings about ICOs translated into Spanish:

- For investors

- For entities

MiFID II MiFIR

SCORE/CNMV: CNMV extends the testing period to 20 December.

CNMV to adopt ESMA guidelines on MiFID II product governance requirements.

The Council of Ministers sends the Securities Market Draft Law to the State Council.

CNMV publishes ten new qualifications that meet the MiFID II requirements .

CNMV Updates the Guide for Transaction Reporting under MiFID II/MiFIR.

The director of Secondary Markets explains the latest developments on market structure.

More information

Investor Education

A new edition of the Financial Education School Programme begins.

Investor Protection

Ten tips to avoid boiler-rooms.

Investor phone number 900 535 015

New warnings from CNMV:

Legislation

Latest developments in national regulations

Statistics

Investment service companies October 2017.

Asset Securitization Funds. October 2017.

Collective investment schemes Second Quarter 2017.

In the registries

Last inscriptions in the weekly bulletins.

Disciplinary Penalties

CNMV Registry

INTERNATIONAL

ESMA

Risk Dashboard: ESMA sees no change in overall risk levels.

More information

IOSCO

More information

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