Newsletter CNMV nº 73: New ways to combat financial boiler rooms

09/09/2019

CNMV Newsletter

New ways to combat financial boiler rooms

Third edition of the "Antonio Moreno Espejo" journalism award

Financial stability note for July 2019

The role of the CNMV in macroprudential policy

Benchmarks

AFI (Analistas Financieros Internacionales), the first financial benchmark administrator in Spain.

Issues Statement on Benchmarks Transition

All the information about benchmarks

MiFID II / MiFIR

Public consultation: information on incentives, costs and commissions

Q&As document on data reporting updated

New accredited qualifications and certificates included in the list

All the information about MiFID II / MiFIR

Disciplinary Proceedings

Resolution of 12 July 2019 publishing the sanction for a very serious offence imposed on Fernando Pumar López.

Resolution of 25 July 2019 publishing the ruling handed down by the Spanish High Court in the contentious-administrative appeal filed by Jaime Botín-Sanz de Sautuola y García de los Ríos.

CNMV Disciplinary Penalties Registry

Legislation

Public consultation on the amendment to Circular 1/2017 on liquidity contracts

Latest developments in national regulations

Statistics

Investment services firms, June 2019

In the registries

Latest entries in the weekly bulletins

INTERNATIONAL

ESMA

ESMA strengthens liquidity stress tests for investment funds

More information

IOSCO

2019 World Investor Week to promote investor education

More information

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